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Regulation E Essentials: Error Resolution and Fraud Disputes Made Clear

Description:

Regulation E (Electronic Fund Transfers Act) continues to be one of the top regulatory hot spots for community banks and credit unions, with examiners paying close attention to how institutions handle error resolution and fraud claims. Missteps here can mean more than just fines—they risk damaging customer trust and creating operational headaches. This session translates Regulation E’s complex requirements into straightforward, actionable guidance. We’ll walk through the scope of covered transactions, timelines for investigating errors, and how to navigate disputes and fraud claims effectively. Attendees will gain practical tools to improve internal processes, strengthen staff training, and reduce compliance risk—ensuring their institution’s approach meets regulatory expectations while keeping customers confident.

Who This is Designed For: Compliance officers and BSA/AML staff, Risk managers and internal auditors. Operations and deposit account staff, Customer service representatives handling disputes and Community banks, credit unions, and fintech partners subject to Reg E.

Agenda:

  • Understanding Regulation E – Scope, covered transactions, and key definitions explained in plain language

  • Error Resolution Requirements – Step-by-step breakdown of the investigation and timing rules

  • Handling Fraud and Disputes – Determining liability, reimbursement obligations, and documenting outcomes

  • Common Compliance Pitfalls – Where institutions go wrong and how to avoid regulatory findings

  • Best Practices for Institutions – Practical tools, staff training, and process improvements that stick

By the end of this webinar, participants will be able to:

  • Explain the scope of Reg E and the transactions it covers

  • Apply step-by-step error resolution rules with proper documentation and timing

  • Manage fraud claims and disputes while balancing customer service with compliance obligations

  • Recognize and avoid common mistakes that trigger examiner criticism

  • Strengthen internal processes, policies, and staff training for long-term compliance success

Instructor: Sandy Knight
Register Now $149
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Insider Fraud 101: How Employees Defraud Their Employers

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