On-Demand Training Courses for
Risk Management & Regulatory Compliance
Making Monitoring Matter: Building a Risk-Based Second Line That Delivers
Course Description:
A second line of defense should do more than check boxes. This session focuses on how to design a second-line monitoring and testing program that’s risk-based, targeted, and useful. We’ll go over how to prioritize reviews, how to communicate findings, and how to ensure issues are tracked through remediation. The training is aimed at institutions looking to increase the value of their compliance oversight while keeping examiners confident in their governance model.
Instructor: Sharon Blanchette
Don't Let Up! Why Consumer Compliance Still Deserves Full Attention
Course Description:
Even as financial crime and sanctions grab headlines, consumer protection remains a top priority for regulators. This session outlines why consumer compliance should remain a focus in 2025, and where examiners are still finding weaknesses. Topics include SCRA, MLA, Regulation E, FCRA, FDCPA, UDAAP, and complaint management. If your institution is thinking of shifting resources away from consumer compliance, this session offers reasons to think twice..
Instructor: Sharon Blanchette
Redefining ‘Effective’: What FinCEN’s Rule Really Means for Your AML Program
Course Description:
Even as financial crime and sanctions grab headlines, consumer protection remains a top priority for regulators. This session outlines why consumer compliance should remain a focus in 2025, and where examiners are still finding weaknesses. Topics include SCRA, MLA, Regulation E, FCRA, FDCPA, UDAAP, and complaint management. If your institution is thinking of shifting resources away from consumer compliance, this session offers reasons to think twice..
Instructor: Sharon Blanchette